Introduction
1. Early Buddhism and later teachings
The Pali Canon contains some of the oldest materials we have of early Indian Buddhism. Its
language is simple, colloquial, and beautiful. However, many of the teachings and doctrines of the early
Canon can be quite profound and confounding even for advanced but unawakened scholars. As such, it is
common for students and experts alike to rely on the Commentaries and later works by respected teachers
to throw light on such difficult passages and teachings.
The post-Buddha Abhidhamma and the Commentaries on the early texts are in themselves very
profound, not to mention their more developed and more systematic (hence more difficult) language.
While the Suttas present the Dharma (teaching and truth) both in terms of conventional (sammati or
sammuti) ideas and on the ultimate (param’attha) level (AA 1:95; KvuA 34), “graduated to suit the mind
of the average man,”1 the Abhidhamma is an attempt to present only the essential Buddhist doctrines,
that is, the ultimate truth minus the conventional truth.2
However, there is sometimes a tendency to regard the words of the Abhidhamma and the Commentaries
as being more “canonical” than the Pali Canon itself—especially common amongst those who come to
know of the Abhidhamma without some useful knowledge of the Suttas. However, if the Suttas are wellstudied and analyzed, all the essential doctrines are quite clearly and comprehensively expounded there.
Interestingly, most if not all such early doctrines are echoed in other schools outside the Theravada
even when the Theravadins themselves differ (or appear to differ) from the Canon.
2. Personal study and practice
When personal spiritual practice is properly combined with modern critical scholarship, that is,
when one looks at the Buddhist texts as being more than merely religious literature but as the records of
the momentous spiritual awakening of the Buddha and his saints, then we have the most effective and
profitable tools for understanding the Buddha Word. When these tools are applied to the Pali Canon, there
is little need to fall back on the Commentaries and the Abhidhamma, since the latter two are themselves
culturally bound and often sectarian.3
However, if we are aware of the special features and limitations of the Commentaries and the Abhidhamma,
and use them with an understanding that they are supplementary to the Canon, then they would
serve as effective and profitable research tools in our efforts to understand and benefit from the Buddha’s
teachings, especially in an age when we have the complete Pali Canon and other early texts that are
more accessible and more closely scrutinized than ever before and more easily and effectively disseminated
in a universal language.
When this understanding of spiritual scholarship is applied to the discussion of such salient problems
as the nature of rebirth (whether it is immediate or not), we can uncover some clear evidences in
the Canon itself that help us clarify this problem, which apparently even the Commentaries and Abhidhamma have not totally addressed. Occasionally, if not frequently, the land-sighting bird has to return to the ship.
1 Nyanatiloka, Guide Through the Abhidhamma-piaka, 1957:xii f.
2 Two good books on Abhidhamma for the serious beginner would be the Visuddhi,magga (by Buddhaghosa)
and the Abhidhamm’attha Sagaha (by Anuruddha), both of which have been translated into English.
3 See for example Gombrich 1992a:160 f.
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3. Problem of the intermediate state
Certain Theravada teachers do not accept the doctrine of the intermediate state (antara,bhava), claiming
that the Buddha did not teach it.4 The main canonical argument (perhaps the only one) is that the
Buddha mentions only three states of existence: the Sense World, the Form World and the Formless
World. If the intermediate state exists, it should fit into one of these worlds, but it is nowhere mentioned
to be so (Kvu id::Kvu:SR 212 f).5
The earliest reference to the doctrine of “immediate rebirth” is found in the Milinda,pañha (which
the Burmese tradition regards as canonical). This is a work of Buddhist apologetics in the form of a
debate and discussion between Menander (a 2nd century Indo-Greek king, Menandros) and a monk named
Nagasena.6 Milinda asks the question:
“Who is reborn faster: one who is reborn in the Brahma world or one who is reborn in Kashmir?”
Nagasena answers that both of them are reborn in equal time, and gives two similes. In the first
simile, Nagasena asks Milinda to think of two places—one 200 leagues away (Kashmir) and another just
12 leagues away (Kalasi)—and asks the king how fast he needs to think of either of them. The king
answers that he takes equal time. The second simile is a classic one:
“What do you think about this, sire? If two birds were to fly through the air and one should
alight on a tall tree and the other on a short tree, and if they came to rest simultaneously, whose
shadow would fall on the earth first and whose shadow would fall on the earth later?”
“They would do so simultaneously, revered sir.” (Miln 83, Horner’s tr)
However, it is important to note what is not said here: there is no mention of the intermediate state. Nagasena’s argument is simply that rebirth is immediate, taking only a thought-moment.
On the other hand, the Pali Canon—and the texts of the Mahayana and Vajrayana—all agree that
there is an intermediate period (not exceeding 7 weeks). In this study, we shall examine the
Kutuhala,sala Sutta (S 44.9/4:398-400), the Maha Taha,sakhaya Sutta (M 38.26-29) and various
other canonical sources on the nature of the “intermediate state.” Vasubandhu’s Abhidharma,kosa, a 4th-
century Sarvastivada work, (especially Abhk:P 3.10, 12de, 40ab) contains interesting teachings on the
intermediate being. For this paper, I have relied heavily on Peter Harvey’s excellent work on the subject
(1995 ch 6), which is recommended for your reading. I have also given additional references of my own.
Historically, the rejection of an intermediate state is a dogma that first appears in later polemical
works, namely, the Katha,vatthu (3rd century BCE) and the Milinda,pañha (2nd century). Practically all the
other living schools and traditions accept the notion of the intermediate state. Even modern-day
monastics, like Brahmavamso openly speak of it:
Another passage which gives strong support to the ‘intermediate’ state is found in [A 7.52] which
lists the seven types of non-returner together with similes. The first three types of anagamis are
called ‘antara,parinibbayin’ and are likened to a spark flying off a hot piece of metal which cools:
1. just after falling off, 2. while flying up, 3. while falling down, all before establishing themselves
on the ground. The implication is of a state between death and re-appearance in the
Suddh’avasa.” (Personal communication) [5]
Brahmavamso also mentioned in one of his public talks in Singapore (2002) that his experiences in
dealing with the dying in Thailand strongly suggest the existence of the intermediate state.7
4 Kvu 361-366; UA 92-94 = UA:M 136-140; Buddhadatta’s Bharatiya Bauddh’acaryaya, 1949:229,14.
5 The Katha,vatthu was written 218 years after the Maha Parinirvana by Moggali,putta Tissa, the presiding
monk at the Buddhist Council held during Asoka’s reign in India (KvuA 4,25).
6 On some problems of the Milinda,pañha, see von Hinuber, 1996 §III.4.
7 See John Ireland, U:I 128 n21 & Mahasi Sayadaw, 1981:13 f; also Bodhi S:B 1406 n53, 1411 n75.
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Canonical references to the intermediate state
1. The Maha Taha,sakhaya Sutta (M 38.26/1:265 f) [Excerpt]
Bhikshus, the descent of the being-to-be-born (gabbhassâvakkanti) takes place through the union of
three things. Here, there is the union of the mother and the father; but the mother is not in season, and the
being-to-be-born8 is not present. In this case, no [266] descent of a being-to-be-born occurs.
But when
• there is the union of the mother and father;
• the mother is in season; and
• the being-to-be-born (gandhabba) is present
—through the union of these three the descent of the being-to-be-born occurs. (M 38.26/1:265 f)
2. Assalayana Sutta (M 93.18/2:156 f) [Excerpt]
[Five hundred brahmins from various provinces who have assembled in Savatthi choose the 16-yearold
brahmin student Assalayana, a master of the Vedas and brahminical learning, to challenge the
Buddha in his view on “the purification of the four castes.” Despite the protests of Assalayana who thinks
the Buddha “speaks the Dharma,” he is nevertheless asked to challenge the Buddha. Assalayana
reluctantly presents his predicament before the Buddha who expounds to him various similes, and closes
his arguments with this story regarding the seer Asita (“the dark”) Devala and the seven brahmins. Not
recognizing the seer, the seven brahmins repeatedly cursed him, but he became progressively “more
comely, beautiful, handsome.” On realizing their mistake and discovering his spirituality, they paid him
homage.]
Then the seven brahmin seers went to see the seer Asita Devala9 and paid homage to him. Then he
said to them:
“Sirs, I heard that while the seven brahmin seers were dwelling in leaf huts in the forest, this evil false
view arose in them: ‘Brahmins are the highest caste, those of any other caste are inferior; brahmins are the
fairest caste, those of any other caste are dark; only brahmins are pure, others are not; brahmins alone are
the sons of Brahma, the offspring of Brahma, born of his mouth, born of Brahma, created by Brahma,
heirs of Brahma.’
‘But, sirs, do you know if the mother who bore you went with only a brahmin and never went with a
non-brahmin?’
‘No, sir.’
‘But, sirs, do you know if your mother’s mothers back to the seventh generation went only with
brahmins and never with non-brahmins?’
‘No, sir.’
‘But, sirs, do you know if the father who bore you went with only a brahminee and never went with a
non-brahminee?’
‘No, sir.’
‘But, sirs, do you know if your father’s fathers back to the seventh generation went only with brahminees
and never with non-brahminees?’
8 “Being-to-be-born,” gandhabba, does not refers to a “heavenly minstrel” or any celestial being. It is used here and in Assalayana S (M 93.18/2:157) in this sense of a being arriving for rebirth. The Maha Nidana S (D 15/2:63) speaks of consciousness as “descending into the mother’s womb.” See n4.
9 Asita Devala. MA identifies him with the Buddha in a past life to show that even then when the Buddha was
of inferior birth, the brahmins could answer his question: how can they do so now that he is Buddha? His namesake
visited the baby Siddhattha, they were most likely two different individuals. Both of them were also called Kaa
(“the black”) Devala. It is possible that they could be the same person.
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‘No, sir.’
‘But, sirs, do you know how the descent of a being-to-be-born comes about?’
‘Sir, we know how the descent of a being-to-be-born comes about. [157] Here, there is the union of the mother and father; the mother is in season; and the being-to-be-born is present; —through the union of these three the descent of the being-to-be-born takes place.10
Then, sirs, do you know for sure whether that being-to-be-born is a kshatriya, or a brahmin, or a
merchant, or a worker?
‘Sir, we do not know for sure whether that being-to-be-born is a kshatriya, a brahmin, or a merchant,
or a worker.’
‘That being so, sir, then, who are you?’
‘That being so, sir, we do not know who we are.’
3. The Kutuhala,sala Sutta (S 44.9/4:398-400) [Complete text]
(The Kutuhala,sala Sutta speaks of how a being “a being has laid down this body but has not yet been
reborn into another body” [15].)
2 Then the wanderer Vaccha,gotta approached the Blessed One and exchanged greetings with him.
When they had concluded their greetings and cordial talk, he sat down at one side.
3 Sitting thus at one side, the wanderer Vacchagotta, said this to the Blessed One:
“Master Gotama, during days gone by, a number of recluses, brahmins and wanderers of other faiths
had assembled in the debating hall11 and were sitting together when this conversation arose amongst
them.12
4 This Puraa Kassapa—leader of an order, leader of a group, the teacher of a group, well-known
and famous ford-maker,13 considered holy14 by the masses—declare that rebirth of a disciple who passed
away and died, thus:
‘That person was reborn here; that person was reborn there.’
And in the case of a disciple who was a person of the highest kind, a supreme person, one who had
attained the supreme attainment, when that disciple has passed away and died he too declares his rebirth
thus:
‘That person was reborn here; that person was reborn there.’
The Makkhali Gosala….
This Nigaha Nataputta….
This Sañjaya Belahiputta….
This Pakudha Kaccayana….
9 This Ajita Kesakambali…[399]....
10 This recluse Gotama—leader of an order, leader of a group, the teacher of a group, well-known
and famous ford-maker, considered holy by the masses—declare that rebirth of a disciple who passed
10 Gandhabba. The meaning of this term becomes clear in the following conversation. See n2.
11 “Debating hall,” kutuhala,sala, from kutuhala, “excited talk, argument.” The name is derived from the noise
of the debates and talk, and cries of “What does he say? What does he say?” See D 9.1/1:179; M 77.6 /2:2 for
mention of such a hall.
12 For the six heretical teachers, see my Samaññaphala S tr (§16.32). See also S:B 1456 n380.
13 “Ford-maker,” tittha,kara = titthiya, a spiritual guide who shows the way across the river of suffering. It is
not always used in a good sense. Sometimes, it has the pejorative connotation of “quack” just as today the word
“jesuit” (orig, ie with a capital j, a member of a Catholic priestly order) has come to mean “one given to intrigue and
equivocation; a crafty person” (Webster’s 3rd New International Dictionary). See D 1:47, 116, 3:44, 46; M 1:198; S
1:65, 4:37, 394; Sn pp 90, 92; Sn 381, 891.
14 “Holy,” sadhu, “good, excellent, true.”
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away and died, thus:
‘That person was reborn here; that person was reborn there.’
But in the case of a disciple who was a person of the highest kind, a supreme person, one who had
attained the supreme attainment, when that disciple has passed away and died he does not declare his
rebirth thus:
‘That person was reborn here; that person was reborn there.’
Rather, he declares of him: ‘He has cut off craving, severed the fetter and, by completely breaking
through conceit, he has made an end to suffering.’
11 Doubt and uncertainty have arisen in me, Master Gotama, regarding how the Dharma of the
recluse Gotama is to be understood.”
12 “It is befitting your being uncertain, that you doubt, Vaccha. Uncertainty has arisen in you over
what is doubtful.
Vaccha, rebirth is for one with fuel (upadana),15 not for one without fuel, I say!
13 Just as a fire burns with fuel, but not without fuel,16 so, Vaccha, I declare rebirth for one with
fuel, not for one without fuel.”
14 “Master Gotama, when a flame is tossed by the wind and goes some distance, what does Master
Gotama declare to be its fuel on that occasion?”
“Vaccha, when a flame is tossed by the wind and goes some distance, it is fuelled by air, I say. For on
that occasion, air is its fuel.” [400]
15 “And, Master Gotama, when a being has laid down this body but had not yet been reborn into
another body, what does Master Gotama declare to be its fuel on that occasion?”
“When, Vaccha, a being has laid down this body but has not yet been reborn into another body,
it is fuelled by craving, I say!”
4. The five kinds of non-returners
Sila Sutta (S 46.3/5:69 f)17
12 Bhikshus, when these seven awakening-factors18 have been developed and cultivated here in this
way, seven fruits and benefits may be expected. What are the seven fruits and benefits?
13 (a) One attains final knowledge early in this very life.
((IMG:
style_emoticons/default/cool.gif) If one does not attain final knowledge early in this very life, then one attains final knowledge
at the time of death.
(1) If one does not attain final knowledge early in this very life or at the time of death, then with the
utter destruction of the five lower fetters,19 one becomes an attainer of nirvana in the intermediate state
[antara,parinibbayi, D 3:237].
15 “Fuel.” The Pali upadana is a pun meaning both “fuel” and “clinging.” Here it is translated in keeping with
the simile of the fire. A similar usage of anahara (lit “without food”) appear in Aggi Vaccha,gotta S (M 72.19/
1:487) where the Buddha uses the simile of a fire “without fuel” to illustrate the nature of nirvana.
16 This sentence, in essence, is the same as Sn 1074: acci yatha vata,vegena khitto | attha paleti, na upeti
sakha (Sn 1074), “Just as a flame tossed about by the force of the wind…goes out and no longer counts (as a flame),” (Norman, 1992:120) a teaching the Buddha gave to Upasiva.
17 See SD 10.1 for the full sutta.
18 “Awakening-factors,” sambojjhaga: mindfulness, dharma-investigation, effort, zest, tranquillity, concentration,
equanimity. See Anapana,sati S (M 118) = SD 7.13 §29-40nn.
19 The 10 Fetters are: (1) Personality view (sakkaya,dihi), (2) persistent doubt (vicikiccha), (3) attachment to rules and rites (sila-b,bata,paramasa), (4) sensual lust (kama,raga), (5) repulsion (paigha), (6) greed for form existence (rupa,raga), (7) greed for formless existence (arupa,raga), (8) conceit (mana), (9) restlessness (uddhacca), (10) ignorance (avijja) (S 5:61, A 5:13, Vbh 377). In some places, no. 5 (paigha) is replaced by illwill (vyapada). The first 5 are the lower fetters (orambhagiya), and the rest, the higher fetters (uddhambhagiya).
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(2) If one does not attain final knowledge early in this very life, or at the time of death, or in the
interval, then with the utter destruction of the five lower fetters, one becomes an attainer of nirvana upon
landing [upahacca,parinibbayi, D 3:237].
(3) If one does not attain final knowledge early in this very life, or at the time of death, or in the
interval, or upon landing, then with the utter destruction of the five lower fetters, one becomes an attainer
of nirvana without exertion [asakhara,parinibbayi, D 3:237].20
(4) If one does not attain final knowledge early in this very life, or at the time of death, or in the
interval, or upon landing, then with the utter destruction of the five lower fetters, one becomes an attainer
of nirvana with exertion [sa,sakhara,parinibbayi, D 3:237].21
(5) If one does not attain final knowledge early in this very life, or at the time of death, or in the
interval, or upon landing, or with exertion, then with the utter destruction of the five lower fetters, one
becomes one bound upstream, heading towards the Akaniha22 realm [uddhasoto Akaniha.gami, D
3:237].
19 Bhikshus, when these seven awakening-factors have been developed and cultivated here in
this way, these seven fruits and benefits may be expected. (S 46.3/5:69 f)
This list of the five kinds of non-returners is found in the Sila Sutta (S 46.3/5:69 f) and a number of
canonical passages, namely:
Sagiti Sutta (D 33.1.9(18)/3:237)
(Indriya) Vitthara Sutta I (S 48.15/5:201)
Eka,biji Sutta (S 48.24/5:204 f)
Satt’anisasa Sutta (S 48.66/5:237 f)
(Iddhi) Phala Sutta II (S 51.26/5:285)
(Anapana) Phala Sutta II (S 54.5/5:314)
Sarakani Sutta II (S 55.25.8/5:378 )
(Uddesa) Sikkha Sutta II (A 3.86.3/1:233, only last & first kinds mentioned)
(Uddesa) Sikkha Sutta III (A 3.87.3/1:234)
(Cattaro Puggala) Sayojana Sutta (A 4.131/2:133 f, listed in reverse)
Dukkha Anatta Nibbana Sutta I (A 7.16.4/4:13 f)
Dukkha Anatta Nibbana Sutta II (A 7.17.4/4:14)
Purisa,gati Sutta (A 7.52/4:70)
(Satta,puggala) Ahuneyya Sutta I (A 7.80/4:146)
(Sariputta) Sa,upadisesa Sutta (A 9.12.6/4:380)
(Dihi,sampanna) Niha Sutta (A 63.3/5:120)
(Sotapanna) Avecca Sutta (A 64.3/5:120)
Puggala Paññatti (Pug §42-46/16 f)
20 asakhara,parinibbayi (D 3:237). BDict: “Asakharika-citta, an Abhidhamma term signifying a ‘state of consciousness
arisen spontaneously,’ie without previous deliberations, preparation, or prompting by others; hence: ‘unprepared,
unprompted.’ This term and its counterpart (sasakharika [see foll n]), probably go back to a similar distinction
in the Suttas [A 4.171; ‘Path’ 184]. See Table I; examples in Vism 14.84 f.” (normalized)
21 sa,sakhara,parinibbayi (D 3:237). BDict: “Sasakharika-citta (in Dhs: sasakharena): a prepared, or
prompted, state of consciousness, arisen after prior deliberation (eg weighing of motives) or induced by others (command,
advice, persuasion)—see Table I.; exemplified in Vism 14.84 f.” (normalized).
22 Akaiha. The Suddh’avasa or “Pure Abodes” are a group of 5 heavens in the Formless Realm populated
only by non-returners, and where they attain arhathood and nirvana. The 5 Abodes, ie their inhabitants and
respective lifespans, are: These worlds are Aviha (“non-declining,” 1000 MK), Atappa (“Unworried,” 2000 MK),
Sudassa (“Clearly Visible,” 4000 MK), Sudassi (“Clear-visioned,” 8000 MK) and Akaiha (“Highest,” 16000 MK)
(D 3:237, M 3:103, Vbh 425, Pug 42-46). An MK = Maha Kappa is a full cycle of a world-period or cycle of the
universe (V 3:4=D 3:51, 111=It 99; D 1:14; A 2:142). For celestial map, see Kevaha S (SD 1.7); for world cycle,
see Aggañña S (SD 2.19).
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The Sila Sutta (S 46.3/5:69 f) discusses the five types of non-returners in the same order as
at the Sagiti Sutta (D 33.1.9/3:237), listing them after someone who has become an Arahat “at
the time of dying”: clearly this implies that the order represents a decreasing speed of spiritual
attainment. This would certainly make it likely that the first of the five types of non-returners
attains nibbana “in between” death and rebirth.
The interpretation given in the Theravadin Abhidhamma and commentaries, though, is that
this non-returner attains nibbana immediately after “arising” in a new rebirth, or at some
time before the middle of the life-span there (Pug 16; AA 4:7). Less contentiously, the next of
the non-returners is seen as one who comes to attain nibbana between the mid-point of his lifespan
there and his death; the fifth type is one who is reborn in each of the five “pure abodes” until
he attains nibbana in the last of these (Pug 17).
(Harvey, 1995:100; emphasis added; refs revised)
5. Similes of the 5 kind of non-returners
Peter Harvey continues his argument that the above Theravada interpretation of the one who “attains
nirvana in between,” in the light of the Purisa,gati Sutta (A 7.52/4:70-74), “can be seen to be a rather
weak and strained one” (Harvey 1995:100). The sutta compares the five kinds of non-returners [4] respectively
to:
When a hot iron slab is beaten,
1a a bit of which comes off from the hot iron, and then cools down;
1b a bit of which comes off, flies up and then cools down; antara,parinibbayi
1c a bit of which comes off, flies up, and then, before cutting into
the ground, cools down (anupahacca,tala);
2 a bit of which cools after cutting into the ground (upahacca,tala);
3 a bit of which flies up and falls on a bit of grass or sticks, igniting them, then cools down
after they are consumed;
4 a bit of which falls on a large heap of grass or sticks, but cools down after they are
consumed;
5 a bit of which flies up and falls down on a heap of grass or sticks such that a fire spreads,
but then goes out when it reaches water or rock, etc.
(A 7.52/4:70-74; DA 1030 = AA 2:350; cf SA 3:114; AA 4:7; Masefield 1986:115)
The interpretation given in the Theravada Abhidhamma and Commentaries is that the non-returner is
reborn in the Pure Realms (Suddh’avasa), and there attains nirvana immediately after “arising” in a new
rebirth, or at some time before the middle of the life-span there (Pug 16, AA 4:7). However, there is no
question of whether the non-returner is “reborn” by means of conception or “descending into the womb.”
They are all of immediate “spontaneous birth” (opapatika, M 1:465), rather than being born from a womb
or an egg (M 1:173).
As such, to “cut into the ground” refers to the start of a new rebirth. For the “fire” to spread and
then go out (simile 5) means to the experience of several rebirths before the non-returner “cools” by
attaining nirvana.
As the Theravadin interpretation of the antara-parinibbayi non-returner (1a-c) is that he attains
nibbana at some time between the start and middle of the next life, and the “cutting-short (upahacca-)”
non-returner (2) attains it after this, then the “cutting into the ground (upahaccatala)” of the simile would have to represent the middle of this life, which seems most artificial. Even the commentary (AA 4:39) sees similes 1a-c as involving a “bit” which is still in “space,” “not having reached the earth”; reaching the earth would naturally apply to the very start of a life. The antara-parinibbayi must thus be one who attains nibbana after death and before any rebirth. (Harvey 1995:101; Masefield 1986:116, 120 agrees; cf Wayman 1974:236)
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6. Existence (bhava)
(6a) The (Cattaro Puggala) Sayojana Sutta (A 4.131.3-4/2:133 f) mentions three kinds of fetters
that cause rebirth, namely:
(1) The lower fetters (that bind one to the world of sense-desire) (oram,bhagiya sayojana);
(2) The fetters that accrue arising (uppatti,pailabhika sayojana);
(3) The fetters that accrue existence (bhava,pailabhika sayojana).
(A 4.131.3-4/2:133 f; see Masefield 1986:114)
The first kind of fetters are abandoned by one “going upstream to Akaniha,” ie the least advanced nonreturner.
The first two groups of fetters are abandoned by the antara,parinibbayi non-returner. All three
groups of fetters are abandoned by the arhat.
The mention of the last two groups of fetters is very interesting and instructive. The “upstream” nonreturner
is clearly not beyond “arising” (uppatti) in a rebirth since he has several rebirths in the Pure
Abodes, ending in the Akaniha. Only the highest kind of non-returner is beyond such “arising,” but he is
not an arhat, ie one who has attained nirvana in this very life by destroying the fetters leading to “existence.”
The non-returner, on the other hand, only attains nirvana after his death but before “arising” in
any rebirth, an interim period known as “existence” (bhava).
It can thus be seen that the “early Suttas” did accept a between-lives state, known as
“becoming,” [existence,]23 in which it is possible for a non-returner to attain nibbana. An
Arahat, though, attains nibbana in this life, so as not to enter “becoming,” while most beings
pass through it and go on to arise in a rebirth. (Harvey 1995:102)
(6b) There is evidently an allusion to this state of “existence” as an intermediate state between death
and the next life in the Chann’ovada Sutta (M114 = S 35), where Maha Cunda instructs Channa the
Vajji24, quoting the Buddha thus:
For one who is dependent there is wavering (calita);
For one who is independent, there is no wavering.
When there is no wavering, there is tranquillity (passaddhi).
When there is tranquillity, there is no inclination (towards craving or existence) (nati).25
When there is no inclination, there is no coming and going (agati,gati).26
When there is no coming and going, there is no passing away and rebirth (cut’upapata).
When there is no passing away and rebirth, there is neither here nor beyond nor in between the
two (na ubhaya antarena).
—This itself is the end of suffering. (M 144.11/3:266=S 35.87.20/4:59=U 81; cf S 12.40/2:67)
(6c) Another well known canonical statement of an intermediate state (albeit rejected by the
Commentaries) is that found in the Malukya,putta Sutta (S 35.95):
23 The Sarvastivadins teach that there are four kinds of “existence” (bhava): intermediate-existence (antara -bhava); arising-existence (at the moment of conception) (upapatti,bhava); ante-death existence (during life, prior to death) (purva,kala,bhava); and death-existence (at the moment of death) (maraa,bhava) (Abhk:P 3.10-13cd/2:45, 37d-38c/117; Mahavyutpatti 245, 1271).
24 The other Channa was a Sakya, that is, Prince Siddhattha’s charioteer.
25 “Inclination,” nati, lit “bending,” alt tr “bias” (M:ÑB 1116).
26 “Coming and going,” agati,gati (text has wr agati,gati) (D 1:162; M 1:153, 328Tha 917; S 3:53; A
3:54=74), where it refers to “rebirth, re-arising.” At M 1:334=335, Mara says bhikkhuna… n’eva janami agati
gati va, seems to mean: “I do not know how to get a chance over the those bhikkhus” (CPD)
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27“When, Malukyaputta, regarding what is seen, heard, sensed and cognized by you,
in the seen will be only the seen;
in the heard there will only be the heard;
in the sensed there will only be the sensed;
in the cognized there will only be the cognized,
then, Malukyaputta, you are ‘not by that’.28
When, Malukyaputta, you are ‘not by that,’ then you will ‘not be therein’.29
When, Malukyaputta, you are ‘not therein,’ then you will ‘be neither here nor beyond nor in between
the two’.30
7. Beings seeking rebirth
7a. Sambhavesi. The Maha Taha,sakhaya Sutta (M 38.15/1:261) provides another important
clue to our understanding of the intermediate being. In his teachings to correct Sati’s wrong view that the
same consciousness migrates from life to life, the Buddha declares:
Bhikshus, there are these four kinds of food for the maintenance of beings that already have
come to be (bhuta) and for the support of beings seeking a new existence (sambhavesi). What
are the four?
They are material food as nutriment, gross and subtle; contact as the second; mental
volition as the third; and consciousness as the fourth.31 (M 38.15/1:261)
Here, sambhavesi clearly refers to the intermediate being. This word, evidently with the same meaning, is
also found in the Metta Sutta (Sn 1.8/147 = Kh no 9):
5 Be they seen or unseen; [26]
Those that dwell far or near;
Those already born or those seeking birth (sambhavesi)—
May all beings be happy-minded! (Sn 147 = Kh no 9)
In the Abhidharma,kosa, a Sanskrit Buddhist work, the term sabhavaiin is one of the five names for
27 This teaching is also given to the ascetic Bahiya Daruciriya (Bahiya S, U 1.10/8). According to SA, in the
form base, i.e. in what is seen by eye-consciousness, “there is only conciousness,” that is, as eye-consciousness is not affected by lust, hatred or delusion in relation to form that has come into range, so the javana will be just a mere eye-consciousness by being empty of lust, etc. So, too, for the heard and the sensed. The “cognized” is the object cognized by the mind-door adverting (mano,dvar‰vajjana). In the cognized, “only the cognized” is the adverting (consciousness) as the limit. As one does not become lustful, etc, by adverting, so I will set my mind with adverting as the limit, not allowing it to arise by way of lust, etc. You will not be by “that” (na tena): you will not be aroused by by that lust, or irritated by that hatred, or deluded by that delusion. Then you will not be “therein” (na tattha): the seen.” For eye-consciousness sees only form in form, not some essence that is permanent, etc. So too for the remaining types of consciousness (ie the javana series, SP), there will be merely the seen. Or, alternatively, the meaning is “My mind will be mere eye-consciousness, which means the cognizing of form in form. When you are not aroused by that lust, etc, then “you will not be therein”—not bound, not attached, not established in what is seen, heard, sensed and cognized. (See Bodhi S:B 1410 n75)
28 Na tena, that is, one would not be aroused “by that” lust, etc. See prec n.
29 Na tattha, that is, one would not be “therein,” i.e. in the seen, etc. See prec n.
30 “Be neither here…nor in between the two,” n’ev’idha na hura na ubhayam antarena, meaning that one
would not be reborn anywhere. Comy rejects in between the two (ubhayam antarena) as implying an intermediate state (antara,bhava). However, a number of canonical texts apparently support this notion (see, for example, Kutuhala, sala S, where the Buddha declares: “When, Vaccha, a being has laid down this body but has not yet been reborn in another body, I declare that it is fuelled by craving.” (S 4:400; cf M 1:266, 2:157).
31 See M:ÑB 1186 n120 on sambhavesi and ahara.
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the intermediate existence, along with manomaya, gandharva and (abhi)nirv tti (Abhk:P 3.40c-41a/-
2:122).
7b. Mindful conception. In this connection, it should be noted that the Acchariya,abbhuta Sutta
(M 123) records that when the Bodhisattva, is reborn in the Tusita heaven, while remaining there, and
when he descends into his mother’s womb (during the Conception), all these are done “mindfully and
fully knowing” (sati sampajano).32 The Sampasadaniya Sutta (D 28) and the Sagiti Sutta (D 33)
speak of the four modes of conception (gabbhâvakkhantiya):
(1) one descends into the mother’s womb unknowing, stays there unknowing, and leaves it unknowing;
(2) one descends into the mother’s womb fully knowing, but stays there unknowing, and leaves it
unknowing;
(3) one descends into the mother’s womb fully knowing, stays there fully knowing, but leaves it unknowing;
(4) one descends into the mother’s womb fully knowing, stays there fully knowing, and leaves it
fully knowing” (sampajano c’eva matu,kucchi okkamati, sampajano matu kucchismi hati,
sampajano matu kucchisma nikkhamati).33 (D 28.5/3:103 = D 33.1.11(37)/3:231)
A number of other suttas similarly speak of the fully conscious conception, gestation and nativity of the
Bodhisattva.34
These modes of rebirth, especially (2-4), do not actually prove the existence of an intermediate state
but possibly demonstrate the likelihood of immediate rebirth, and understandably form the basis for the
dogma in some fundamentalist Theravada circles that “rebirth is immediate” and that that is the one and
only truth. Furthermore, the last three modes of rebirth show that a spiritually advanced person is able to
consciously choose his future parents and place of rebirth.
8. Similes of the intermediate state
(8a) The intermediate state (bhava, antara,bhava) evidently functions as a transition between different
forms of rebirth, as a vehicle “for transferring the continuity of character and also a time for the necessary
re-adjustment.” In fact, the Samatiyas saw the between-lives as a time for readjustment before a
new mode of self-expression. (Sammitiya,nikaya Sastra, tr K Venkataraman)
(8b) There is an important connection between the similes 1a-c [5] and the knowledge of the passingaway
and arising of beings (cutûpapata,ñaa) (D 1:83). The Samañña,phala Sutta (D 2), in explaining
this power of the recollection of beings faring according to their karma, employs this simile:
Maharajah, just as if there were a palace in the central square [of a town where four roads
meet] (sighaaka), and a man with good eyesight standing on the top of it were to see people
entering (pavisanti) a house, leaving (nikkhamanti) it, wandering (sañcaranti) along the
carriage-road, and sitting down (nisinna) in the central square [where four roads meet]. The
thought would occur to him, ‘These people are entering a house, leaving it, walking along the
streets, and sitting down in the central square [where four roads meet]’ (D 2.96/1:83)
Here the usage of “entering” (pavisanti), “leaving” (nikkhamanti) and “wandering” (sa–caranti) refers
respectively to one being reborn, dying and seeking a new birth. The “house” represents the body or form
32 M 123.1-6/3:120. The Mahapadana S (D 14.1.17/2:12) similarly records that the past Buddha Vipassi, when still a Bodhisattva, descends into his mother’s womb “mindfully and clearly aware.”
33 D 28.5/3:103. Comy says that these 4 refer to (1) worldly humans; (2) the 80 great elders; (3) the two chief disciples of a Buddha and the pratyeka-bodhisattvas (ie pratyeka-buddhas in their last life); (4) to the all-knowing Buddhas (DA 4:176).
34 Tathagata Acchariya S 1 (A 4.127/2:130 f); Bhumi,cala S (A 8.70.15-17/4:313), adds the Buddha fully
knowing relinquishing of his life-formation (decision to pass away) as a fourth cause of earth tremor (A 8.70.18).
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of rebirth, and “sitting down (nisinna) in the central square [where four roads meet]” refers to the consciousness finding a new birth in the sense-world (the four roads representing the four elements, earth,
water, fire, wind). Here, the “sitting down” of the simile refers to the “discernment35 coming to be established in a new personality, after wandering in search of ‘it’.” (Harvey 1995:103) (8c) Another simile for the knowledge of the rebirth of beings, given in the Maha Assapura Sutta (M 39.19/1:279) compares it to the knowledge of a man standing between two houses, who would “see people entering the houses and leaving it, and coming and going, and wandering about” (M 39.19/1:279).
“This simile,” concludes Harvey, “emphasizes the mid-stage of becoming [existence] as one of wandering
and wavering, indeed, one of coming and going.” (Harvey 1995:103).
(8d) A similar metaphor, this one dealing with meditation, found in the Kisuka Sutta (S 35.204), provides the glosses for each of these terms:
Suppose, monk, a king had a frontier city with strong ramparts, walls, arches, and with six gates. The gate-keeper posted there would be wise, competent, and intelligent; one who keeps out strangers and admits acquaintances. A swift pair of messengers would come from the east …the west…the north…the south and ask the gate-keeper, “Where, good man, is the lord of this city?” He would reply, “He is sitting in the central square of the city [where the four roads meet]. Then the swift messenger would deliver their message of things as they are to the lord of the city and leave by the route by which they came. I have made up this simile, monk, to show you the meaning, that is to say: “The city” is a designation for this body consisting of the four elements, originating from mother and father, built up of rice and gruel, subject to impermanence, to being worn and rubbed away, to breaking apart and dissolution. “The six gates” are a designation for the six internal sense-bases. “The gate-keeper” is a designation for mindfulness. [195] “The swift messengers” are a designation for calmness and insight. “The lord of the city” is a designation for consciousness. “The central square [where four roads meet]” (sighaaka) is a designation for the four great elements—the earth element, the water element, the fire element, the wind element.’ “A message of things as they are” is a designation for nirvana. The route by which they had arrived is a designation for the Noble Eightfold Path…. (S 35.204/4:194 f)
(8e) Summary. Harvey summarizes the various similes for the intermediate state as follows:
“inclination”: leaving the body with a desire for further rebirth, like a man leaving a house, or a bit flying off a hot, beaten piece of iron; “coming and going”: wandering back and forth seeking a rebirth, like a man wandering on a road or between houses, or a hot iron bit that flies up in the sky; “falling away and arising”: falling from one’s previous state, one’s previous identity, into a new rebirth, like a man settling down in a square or entering a house; or a hot iron bit falling and cutting into the earth.
As shown in the Kutuhala,sala Sutta (S 44.9/4:398-400) [3.13-15], the whole intermediate state is like a leaping flame driven and fuelled by the wind, representing craving. “That is, craving provides the impetus
and energy to seek another rebirth and the intermediary existence is flavoured by such craving.” (Harvey
1995:103).
9. Miscellaneous
(9a) Length of the intermediate state. The early suttas see the intermediate state as a state of existence
that is fuelled by craving for rebirth, that one enters when one’s consciousness (the main process of
the life-principle) leaves the body.
35 “Discernment,” Peter Harvey’s term for “consciousness” (viññaa).
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In a dream-like existence, it [the intermediate being] wanders about seeking a new life, kept going by craving and accompanied by will and aspiration. On finding a new life, it falls into the womb (in the case of rebirths involving this), and sets off the production of a new mind-and body, which had been craved for. This all takes place, of course, within the parameters set by karma, the “field” in which the “seed” of discernment [consciousness] grows (§6.16).
(Harvey 1995 §6.31)
The Katha,vatthu Commentary (by Buddhaghosa) states that the intermediate state lasts a week or more
(KvuA 105). Vasubandhu (fl 4th cent), the early Mahayana master, teaches that it may take as long as
needed to unite the conditions for a new birth (Abhk:P §14da/p393). Other sources say: a very short time
(Vaibhasikas), seven days (Vasumitra), or seven weeks, but not longer. (Abhk 2:48 f; Abhk:P p394)
(9b) The bright light. People with near-death experiences (NDE) or out-of-body experiences (OBE)
often report seeing a bright light at the end of a tunnel. Harvey argues (1995 ch 10) that this refers to the
consciousness found in deep sleep and at the moment of death is seen (in the Theravada) as “shining
radiantly” (pabhassara, A 1:8-10, 10 f).
It also makes sense of the reference in the Bardo Thötröl (“Tibetan Book of the Dead”) to people confronting a pure white light in the intermediary existence: in the first of the three stages of this, the mind is said to be in an unconscious and luminous state which is somehow equated with Amitabha, “Infinite Radiance,” Buddha (Fremantle & Trungpa, 1978:37). Such ideas also seem to connect with the idea, in other Mahayana Buddhist texts, that this Buddha will come to meet his devotees at death. (Harvey 1995:104)
(9c) Sleeping & dying. The intermediate state is not a fully conscious state. The early suttas, such as
the Payasi Sutta (D 23.16/2:333 f), talk of the life-principle as leaving a person either on dreaming or in
death. The materialist prince Payasi thinks that he has disproved rebirth when he puts a criminal in a
sealed jar and lets him die and saw no life-principle leaving the jar when it is opened. The venerable
Kumara Kassapa36 explains to Payasi how his gruesome experiment does not disprove rebirth, as, for
example, when the prince dreams, his attendants do not see his life-principle “entering or leaving” him; as
such, the life principle is not denied, but accepted, as an invisible phenomenon (Harvey 1995 §6.7).
Amongst other early references to sleeping and dying in similar terms are:
(1) The Payasi Sutta (D 23/15/2:333 f) uses the expression “gone to one’s day-bed” (diva,seyya)”
for taking a siesta, while the Metta Sutta (Sn 29) closes with the remark that one with moral
virtue, right view, and freedom from sense-pleasures will go no more to “a womb-bed” (gabbha,-
seyya), in the sense of “he would not be reborn.”
(2) The Vinaya uses okkamati both in the sense of “descent” of consciousness into the womb at
conception (Harvey 1995 §6.9) and also of “falling” into sleep (V 1:15).
36 Harvey errs here saying it is Maha Kassapa.
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